We work with every major financial regulatory framework — so you don't have to worry about it.
Click any agency card below to expand the full compliance details
Click any card to expand full compliance details for each agency.
Regulatory Status Disclosure: Psychnex Inc. is not registered as an investment advisor (RIA), broker-dealer, bank, insurance company, or lending institution. We provide a technology platform connecting users with licensed professionals and AI-powered educational tools. Human specialists are independently licensed and individually responsible for their regulatory compliance. Contact compliance@psychnex.com with specific regulatory questions.
All verification queries are proxied through secure Supabase Edge Functions with input validation, rate limiting, and full audit logging.
Bank Institution Lookup
Query banks.data.fdic.gov by name or cert number. Returns active/inactive status, charter type, and financial summary.
EDGAR Company Search
Search SEC EDGAR by CIK, ticker, or company name. Returns real-time company registration data from sec.gov.
SDN Sanctions Screening
Screen against Treasury SDN list with fuzzy match detection and automatic compliance escalation on potential matches.
BrokerCheck Lookup
Query CRD numbers and broker status via FINRA registry. Links to official BrokerCheck disclosure pages.
Producer License Check
Verify insurance producer licenses via NIPR registry. Validates state, status, type, and expiration.
Consumer Access Lookup
Validate mortgage originator licenses via NMLS Consumer Access. Returns MLO status and company affiliation.
API Architecture: All regulatory API calls are routed through Supabase Edge Functions with JWT verification, input sanitization, and 24-hour response caching. User PII is never transmitted to regulatory agencies — only the verification target (bank name, CRD #, license #, entity name) is sent. Every API call is logged with timestamp, user ID, portal context, and raw response hash for audit trail. Results are stored in isolated database tables with Row-Level Security (RLS) enforced. Contact compliance@psychnex.com for API access documentation.
We understand that enterprise compliance teams need to conduct thorough vendor due diligence before deploying Psychnex to their workforce. The following documentation is available upon request from our compliance team.
SOC 2 Type II Report
Available Q4 2026 upon completion
Security Assessment Summary
Penetration test executive summary
Data Processing Agreement (DPA)
GDPR & CCPA-compliant DPA template
Regulatory Position Memo
Full legal analysis of regulatory status
Specialist License Verification Report
Aggregated license verification summary
Regulatory Verification API Documentation
FDIC, SEC, OFAC, FINRA, NIPR, NMLS API specs and audit trail documentation
Enterprise Compliance Package
All of the above + custom addenda
We'll send you our full compliance package within 1 business day. Includes SOC 2 status, DPA, and security summary.
Contact Compliance Team30-minute call with our Head of Compliance to walk through our program, answer your due diligence questions, and address any specific requirements.
compliance@psychnex.comOur Forever Learning engine monitors regulatory changes across all agencies in real-time. When laws change, our platform adapts — automatically.
Whether it's a new IRS ruling, a CFPB guidance update, a state privacy law amendment, or a FINRA regulatory notice, our compliance engine ingests it, maps the impact to our platform, and queues remediation work before our team would have even read the headline.
Automated feeds from SEC, IRS, CFPB, FTC, FinCEN, CISA, and all 50 state regulators — ingested and parsed daily.
AI maps each regulatory change to affected platform features and generates a remediation checklist automatically.
Human specialists get automatic alerts when their CE credits or license renewals are affected by new regulatory requirements.
Every compliance action, policy update, and regulatory change response is logged with timestamps for audit readiness.
FINRA BrokerCheck
Series 7, 65, 66 registrations
CFP Board
Certified Financial Planner® marks
IRS PTIN Directory
EA and PTIN verification
NASBA CPA Verify
CPA license status
State Licensing Databases
Insurance & other state-issued licenses
Quarterly re-verification
All active specialist licenses checked every 90 days against source databases.
Instant alert on changes
Automated monitoring for disciplinary actions, suspensions, or license lapses.
Immediate platform suspension
Specialists with lapsed or revoked licenses are suspended pending review.
User reporting channel
Report specialist concerns to specialist-compliance@psychnex.com.
Essential and important entities under NIS2 (Directive 2022/2555) must notify Psychnex and their national CSIRT within 24 hours of a significant cybersecurity incident.
Submit NIS2 Early WarningPrivacy & Consent